logo

SEC Fines JPMorgan, UBS and TradeStation for Lapses in Identity Theft Prevention

SEC Fines JPMorgan, UBS and TradeStation for Lapses in Identity Theft Prevention

All three firms agreed to pay the monetary penalty.

None have agreed or denied the charges.

The US Securities and Exchange Commission has charged and settled with J.P. Morgan Securities, UBS Financial Services and TradeStation Securities, all broker-dealers, for lapses in each of their programs to prevent customer identity theft.

Comment (0)
Show more

Post Your Comment

user
user
email

Newsletter Subscription

Subscribe to our daily newsletter and get the best forex trading information and markets status updates

Stay With Us
Currency Exchange
1.00 USD = 0.67 GBP
FIXIO Home Home FIXIO Deposit Deposit
FIXIO Promotion Promotion FIXIO Support FAQ
Telegram WhatsApp Instagram X X (Twitter)
-->